ROBERT A. MAIOCCO (CRD# 317529)
WELLS FARGO ADVISORS, LLC CRD #19616
2 INTERNATIONAL PL, FL 20, BOSTON, MA 02110
| Disclosure Event(s) | ||
01/17/2016
Customer Dispute - Pending
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Allegations
Client
alleges he told FA he could not afford to lose on his investments and
that the FA assured him as such. (03/01/2010-12/04/2014)
Damage Amount Requested
$90,000.00
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